Financial Services · Financial Strategy & Investments

Securities, Commodities, and Financial Services Sales Agents

A securities, commodities, and financial services sales agent sells investment products and financial strategies to clients. You'll need a bachelor's degree and considerable preparation. The work is fast-paced, relationship-driven, and requires strong analytical skills.

Median pay
$78,660
per year
Job outlook
+3%
about as fast as average
Typical education
Bachelor's degree
four-year degree
Preparation
Considerable
Job Zone 4

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What a securities, commodities, and financial services sales agent does

You help clients buy and sell securities, commodities, and other financial products. Your day involves working with computers to research market data, getting information from clients about their financial goals, and making recommendations based on their needs. You establish and maintain relationships with clients over time, monitor their portfolios, and keep current with market trends and regulations. You process complex financial information, solve problems, and communicate clearly about investment strategies and risk.

Core work activities

Career video courtesy of CareerOneStop.

Salary and job outlook

Securities, Commodities, and Financial Services Sales Agents earn a median of $78,660 a year, based on 2025 data from the U.S. Bureau of Labor Statistics. Pay rises with experience, specialty, and location.

Lowest 10%$48,040
Median$78,660
Highest 10%$212,880

The outlook is steady. Employment is projected to grow 3 percent from 2024 to 2034, about as fast as average for all occupations, with about 38,100 openings a year.

Skills and knowledge you need

Top skills

  • Active listening
  • Critical thinking
  • Monitoring
  • Reading comprehension
  • Speaking
  • Active learning

Knowledge areas

  • Customer and personal service
  • Economics and accounting
  • English language
  • Mathematics
  • Sales and marketing
  • Computers and electronics

How to become a securities, commodities, and financial services sales agent

Start with a bachelor's degree. Your coursework will cover economics, accounting, mathematics, and sales principles. During your studies, develop skills in active listening, critical thinking, and reading comprehension. You'll need considerable preparation beyond the degree itself, including learning financial software and market analysis tools. Many employers provide on-the-job training in their specific products and compliance requirements. Building a foundation in customer service and communication early on will strengthen your candidacy.

Most people enter this field after earning a bachelor's degree, though the path to your first role depends on which financial products interest you most. Use Pathly can map the securities, commodities, and financial services sales agent path that fits you to map out your education and early career steps, and work with your counselor to stay on track.

Certifications and licensing

Many securities, commodities, and financial services sales agents must be licensed, and professional certifications can strengthen your resume.

Common certifications

CORE
Series 63, Uniform Securities Agent State Law Examination
North American Securities Administrators Association
CORE
Chartered Market Technician - Level I
Market Technicians Association
CORE
Series 65, Uniform Investment Adviser Law Examination
North American Securities Administrators Association
CORE
Series 66, Uniform Combined State Law Examination
North American Securities Administrators Association
CORE
Certified Pension Consultant
American Society of Pension Professionals and Actuaries
CORE
Associate, Customer Service
LOMA

Licensing is handled at the state level and the requirements vary, so check the licensing board in your state. Pathly shows your state's specific steps inside your roadmap.

Certification and licensing data provided by CareerOneStop, sponsored by the U.S. Department of Labor (DOLETA) and the Minnesota Department of Employment and Economic Development (DEED).

Is this a good fit for you?

You're enterprising, comfortable with numbers and strategy, and energized by building client relationships. You think critically, listen actively, and enjoy solving financial problems for others.

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Last updated July 1, 2026.

Data sources. Career details from the O*NET 30.3 Database by the U.S. Department of Labor, Employment and Training Administration (USDOL/ETA), used under CC BY 4.0. O*NET® is a trademark of USDOL/ETA. Salary and outlook figures from the U.S. Bureau of Labor Statistics (May 2025 wages; 2024–2034 projections), delivered via the CareerOneStop API. Certification, licensing, wage, and outlook data from CareerOneStop, sponsored by USDOL/ETA and the Minnesota Department of Employment and Economic Development (DEED).